SEC Rule 13f-2 requires institutional investment managers to report short position data to the SEC on a monthly basis on Form SHO if either of two thresholds (Threshold A and Threshold B) is met.  ICE’s Rule 13f-2 Service provides essential data on portfolio securities to assist investment managers in 1) determining whether Threshold A or Threshold B have been met and, 2) completing a Form SHO filing, if necessary.

Specifications

Geographical Coverage
North America
Data Frequency
Daily
Asset Class
Equities | Entitlements | Options | Reference Data
Delivery Mechanism
ICE Data API | ICE Data Files

Key Features

  • Daily Delta Files,
  • Client Requested Master Universe Files,
  • Integration with FIGI, LEI, and ICE Internal Identifier

Products

ICE Data Files

The evolution of our file-based offering. Bringing together, in a unified solution Corporate Actions, Reference Data, Analytics and our wealth of pricing datasets including ICE Evaluations, CEP, Fair Value Information Services & Listed Market Pricing.

ICE Data Files
ICE Data API

Buy-side and sell-side front offices continue to embrace more data and more technology in order to expand their opportunities and gain an edge over the competition. Enrich front office systems with ICE’s Data API solution, providing intraday access to fixed income pricing, on-demand analytics, reference data and more.

ICE Data API

Related Datasets

ICE Regulatory - N-PORT

The ICE N-PORT service provides necessary reference data, risk metrics, taxonomy and classification data, liquidity disclosures and fair value leveling information to help clients complete certain questions on Items B and C of Form N-PORT.

ICE Regulatory - SEC Rule 15c2-11

ICE’s 15c2-11 service provides extensive data on over-the-counter (OTC) securities to assist broker-dealers in determining whether they can publish quotations on specific OTC securities in compliance with the SEC Rule 15c2-11.

ICE Regulatory - SEC Form 13F Data Service

ICE’s Form 13F data service provides information, including issuer description, latest Evaluated or exchange price and identifiers, for the securities included in the official list of Section 13(f) securities published by the SEC. The information can assist institutional investment managers in making their related Form 13F quarterly report.

Interested In learning more about
ICE Regulatory - SEC Rule 13f-2 Service?