SEC Rule 13f-1 requires institutional investment managers subject to the rule to file Form 13F quarterly with the SEC, disclosing positions in Section 13(f) securities that reached certain thresholds. The SEC publishes a list of Section 13(f) securities each quarter. The ICE Form13F data service provides data on the securities included in the official list in order to assist clients in preparing their Form 13F filing.
Specifications
Key Features
ICE’s Form 13F data service provides data on the SEC’s official list of Section13(f) securities. The service includes the following data items to aid institutional investment managers in preparing their Form 13F quarterly reports required by the SEC.
- Official CUSIP Identifier
- Issuer Description
- Issue Description
- Latest Price/Evaluation
- An options flag to identify securities that have listed options
The Form 13F data service is available each quarter on the day after the SEC’s list publication.
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