The ICE Liquidity IndicatorsTM service can help users comply with some of the latest liquidity-related regulatory requirements, including those from the US SEC, ESMA, Hong Kong SFC, Singapore MAS, Japan FSA, etc. and provides an independent, near-term view of relative liquidity which we define as “the ability to exit a position at or near the current value.”
ICE’s MiFID II/MiFIR services are designed to help customers determine what reporting or disclosure action to take and what data to include in reporting across Pre/Post Trade Transparency reporting, Transaction Reporting, Complex Instrument identification and Best Execution for both EU and UK versions of requirements.
The ICE N-PORT service provides necessary reference data, risk metrics, taxonomy and classification data, liquidity disclosures and fair value leveling information to help clients complete certain questions on Items B and C of Form N-PORT.
Canada’s Office of the Superintendent of Financial Institutions (OSFI) introduced new climate risk management guidance (Rule B-15) that impacts over 300+ financial institutions (i.e. banks & insurance co.) reporting in Canada. The rule requires firms to prepare holistic climate risk management reports encompassing both transition and physical risk assessments and mitigation strategies, but also prescriptive Risk Return Disclosure templates to be populated to inform OSFI how climate risks are being managed in practice.
ICE’s 15c2-11 service provides extensive data on over-the-counter (OTC) securities to assist broker-dealers in determining whether they can publish quotations on specific OTC securities in compliance with the SEC Rule 15c2-11.
ICE’s Rule 2a-5 portal provides services and data to clients who receive evaluations from ICE Data Pricing & Reference Data, LLC. The portal is designed to assist those clients in complying with the requirements of SEC Rule 2a-5.
In line with the Sustainable Finance Disclosure Regulation (SFDR), ICE offers Principle Adverse Impact Indicator data to assist financial market participants with their PAI Statements or product level reporting. This service offers comprehensive coverage of the PAI indicators across a vast universe of entities in a convenient format aligned with the reporting requirements.
The FCA has implemented a capital adequacy framework for UK Self-Invested Personal Pensions (SIPPs) which includes higher capital requirements for those holding non-standard assets. ICE provides a service which systematically scans the ICE securities database to help determine a ‘standard’ or ‘non-standard’ categorization.
Solvency II requires extensive breadth and depth of cross-asset data to complete the Tripartite Template (TPT). ICE can help asset managers and their insurance sector clients subject to Solvency II with these obligations by providing the extensive high-quality asset data required to support the additional asset data requirements specific to Quantitative Reporting Templates (QRTs) under Pillar 3 and the Minimum Capital Requirement (MCR) and Solvency Capital Requirement (SCR) calculation process under Pillar 1 requirements.
The Shanghai Stock Exchange is China’s largest stock exchange, and the third largest stock exchange in the world by market capitalization (according to statistics of the World Federation of Exchanges (WFE) in November 2022).
Trinidad & Tobago Stock Exchange (TTSE) is the main securities exchange in Trinidad and Tobago and offers trading in equities, bonds, mutual funds and US Denominated securities.
The Bourse des Valeurs Mobilières de Tunis (BVMT), also known as the Tunis Stock Exchange, is Tunisia’s primary securities exchange. It was founded in 1969 and operates under the supervision of the state-run Financial Market Council. BVMT facilitates trading in equities and bonds and is a member of the World Federation of Exchanges (WFE).